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DismissedNational Interest Waiver · Appeal

Optical physics researcher

Physical sciences & math · decided 2020-01-28 · TSC · JAN282020_01B5203

Official PDF on uscis.gov

How each part of the test was decided

Read from the appeals office's own sentences by fixed rules, not from the Director's findings or the petitioner's arguments. Each result shows the sentence it came from. The official PDF controls.

  • Step 0Eligible for EB-2Not decided

    No finding on this in the appeals office's own words.

  • Prong 1Merit and national importanceMet
    Why
    As the Petitioner has documented both the substantial merit and national importance of his proposed research, we conclude that he meets the first prong of the Dhanasar framework. p. 4
  • Prong 2Well positioned to advance itNot met
    Why
    CONCLUSION As the Petitioner has not met the requisite second prong ofthe Dhanasar analytical framework, we find that he has not established he is eligible for or otherwise merits a national interest waiver as a matter of discretion. p. 6
  • Prong 3Worth waiving the job offerNot decided

    No finding on this in the appeals office's own words.

The decision in brief

Sentences picked out of the text automatically. Read them in context below; the official PDF controls.

Summary sentence

The Director of the Texas Service Center denied the petition, concluding that the Petitioner qualified for classification as a member of the professions holding an advanced degree, but that he had not established that a waiver of the required job offer, and thus of the labor certification, would be in the national interest. See in text

What the AAO decided

  • Upon de novo review, we will dismiss the appeal. See in text
  • The appeal will be dismissed for the above stated reasons, with each considered as an independent and alternate basis for the decision. See in text
  • ORDER: The appeal is dismissed. See in text

Main reasons given

  • As the Petitioner has documented both the substantial merit and national importance of his proposed research, we conclude that he meets the first prong of the Dhanasar framework. See in text
  • For the reasons discussed below, the evidence is insufficient to demonstrate that he is well positioned to advance his proposed research under Dhanasar' s second prong. See in text
  • As the record is insufficient to demonstrate that the Petitioner is well positioned to advance his proposed research endeavor, he has not established that he satisfies the second prong of the Dhanasar framework. See in text
Show 3 more
  • However, as the Petitioner has not established that he is well positioned to advance his proposed endeavor as required by the second prong of the Dhanasar framework, he is not eligible for a national interest waiver and further discussion of the balancing factors under the third prong would serve no meaningful purpose. See in text
  • As the Petitioner has not met the requisite second prong ofthe Dhanasar analytical framework, we find that he has not established he is eligible for or otherwise merits a national interest waiver as a matter of discretion. See in text
  • The remaining issue to be determined is whether the Petitioner has established that a waiver of He previously worked as a senior engineer with,___ _____,Electronics from October 2008 until July 2015. fabrication which "is critical to a multitude of industries within the United States." See in text
Read the full decision (6 pages)

Objections found (1)

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  • The Petitioner, however, has not demonstrated that this theoretical physics work has been influential among physicists, has served as an impetus for progress or generated positive discourse in the field, or otherwise represents a record of success or progress rendering him well positioned to advance his proposed research. See in text (p. 5)

Full decision

OCR text from the official PDF, reformatted for reading. Scan errors carry over; the PDF controls.

Highlighted: Outcome (3) AAO finding (6) Tagged objection (1)Matter of X citation
Decision header
U.S. Citizenship and Immigration Services · In Re: 6985375 · Appeal of Texas Service Center Decision · Non-Precedent Decision of the Administrative Appeals Office · Date: JAN. 28, 2020 · Form 1-140, Immigrant Petition for Alien Worker (Advanced Degree, Exceptional Ability, National Interest Waiver)

The Petitioner, an optical physics researcher, seeks second preference immigrant classification as a member of the professions holding an advanced degree, as well as a national interest waiver of the job offer requirement attached to this EB-2 classification. See Immigration and Nationality Act (the Act) section 203(b)(2), 8 U.S.C. § 1153(b)(2).

The Director of the Texas Service Center denied the petition, concluding that the Petitioner qualified for classification as a member of the professions holding an advanced degree, but that he had not established that a waiver of the required job offer, and thus of the labor certification, would be in the national interest.

On appeal, the Petitioner submits additional documentation and a brief asserting that he is eligible for a national interest waiver. In these proceedings, it is the petitioner's burden to establish eligibility for the immigration benefit sought. Section 291 of the Act, 8 U.S.C. § 1361. Upon de novo review, we will dismiss the appeal.

Law

To establish eligibility for a national interest waiver, a petitioner must first demonstrate qualification for the underlying EB-2 visa classification, as either an advanced degree professional or an individual of exceptional ability in the sciences, arts, or business. Because this classification requires that the individual's services be sought by a U.S. employer, a separate showing is required to establish that a waiver of the job offer requirement is in the national interest.

Section 203(b) of the Act sets out this sequential framework:

(2) Aliens who are members of the professions holding advanced degrees or aliens of exceptional ability. - p. 2 (A) In general. - Visas shall be made available ... to qualified immigrants who are members of the professions holding advanced degrees or their equivalent or who because of their exceptional ability in the sciences, arts, or business, will substantially benefit prospectively the national economy, cultural or educational interests, or welfare ofthe United States, and whose services in the sciences, arts, professions, or business are sought by an employer in the United States.

(B) Waiver ofjob offer-

(i) National interest waiver. ... [T]he Attorney General may, when the Attorney General deems it to be in the national interest, waive the requirements of subparagraph (A) that an alien's services in the sciences, arts, professions, or business be sought by an employer in the United States.

While neither the statute nor the pertinent regulations define the term "national interest," we set forth a framework for adjudicating national interest waiver petitions in the precedent decision Matter of Dhanasar, 26 I&N Dec. 884 (AAO 2016). eligibility for EB-2 classification, U.S. Citizenship and Immigration Services (USCIS) may, as matter of discretion , grant a national interest waiver if the petitioner demonstrates: (1) that the foreign national's proposed endeavor has both substantial merit and national importance; (2) that the foreign national is well positioned to advance the proposed endeavor; and (3) that, on balance, it would be beneficial to the United States to waive the requirements of a job offer and thus of a labor certification.

The first prong, substantial merit and national importance, focuses on the specific endeavor that the foreignnationalproposestoundertake. Theendeavor'smeritmaybedemonstratedinarangeofareas such as business, entrepreneurialism, science, technology, culture, health, or education. In determining whether the proposed endeavor has national importance, we consider its potential prospective impact.

The second prong shifts the focus from the proposed endeavor to the foreign national. To determine whether he or she is well positioned to advance the proposed endeavor, we consider factors including, but not limited to: the individual's education, skills, knowledge and record of success in related or similar efforts; a model or plan for future activities; any progress towards achieving the proposed endeavor; and the interest of potential customers, users, investors, or other relevant entities or individuals.

The third prong requires the petitioner to demonstrate that, on balance, it would be beneficial to the UnitedStatestowaivetherequirementsofajobofferandthusofalaborcertification. Inperforming this analysis, USCIS may evaluate factors such as: whether, in light of the nature of the foreign national's qualifications or the proposed endeavor, it would be impractical either for the foreign national to secure a job offer or for the petitioner to obtain a labor certification; whether, even assuming See also Poursina v. USC1S. No. 17-16579, 2019 WL 4051593 (Aug. 28, 2019) (finding USCIS' decision to grant or deny a national interest waiver to be discretionary in nature).

Dhanasar states that after a petitioner has established In announcing this new rramework. we vacated our prior precedent decision, Matter ofNew York State Department of Transportation. 22 l&N Dec. 215 (Act. Assoc. Comm'r 1998) (NYSDOT).

I

The record includes articles discussing economic growth in the smartphone market, the value consumers place on reliable wireless communications, the ways mobile devices have changed how people interact, and U.S. leadership in high performance computing. In addition, the Petitioner provided information about the evolution of data storage and the amount of data stored in the United States. The record therefore supports the Director's determination that the Petitioner's proposed endeavor has substantial merit.

To satisfy the national importance requirement, the Petitioner must demonstrate the "potential prospective impact" ofhis work. In addition to the aforementioned information about wireless devices, data storage, and high performance computing, the Petitioner offered letters of support discussing the potential benefits of his proposed research and how it stands to advance his field. For example,D Iassociate professoc::J IUniversity of I Iasserted that the Petitioner's research aimed at improving modeling and development stands to advance semiconductor 3 See Dhanasar, 26 T&N Dec. at 888-91, for elab.,>,,<.L->1""'-'-'.......,,..LI...I.J""""-..__..........,"-'-'-'..>.U.I....,,.__ _ ~ 4 ThePetitionerreceivedaPh.D.inphysicsfro ---~ --------~ in2008.

As the Petitioner is applying for a waiver of the job offer requirement, it is not necessary for him to have a job offer from a specific employer. However, we will consider information about his current and prospective positions to illustrate the capacity in which he intends to work in order to determine whether his proposed endeavor meets the requirements of the Dhanasar analytical framework. that other qualified U.S. workers are available, the United States would still benefit from the foreign national's contributions; and whether the national interest in the foreign national's contributions is sufficiently urgent to warrant forgoing the labor certification process. In each case, the factor(s) considered must, taken together, indicate that on balance, it would be beneficial to the United States The Director found that the Petitioner qualifies as a member of the professions holding an advanced degree. the requirement of a job offer, and thus a labor certification, would be in the national interest. At the time of filing, the Petitioner was employed as a senior application engineer consultant and technical leader for.___ _ _ _ _ __. an electronic design automation firm, in South Korea. 5 With respect to his prospective work in the United States, the Petitioner provided July 2017 email exchanges with two managers atl Ia U.S. semiconductor manufacturer, relating to his interest in design enablement and advancedI Iengineering positions.6 A. SubstantialMeritandNationalImportanceoftheProposedEndeavor The Petitioner indicated that his proposed endeavor involves conducting 'I !physics research on semiconductor design and fabrication, along with modeling and numerical analysis in computational litho ra h ." He ex lained that he plans to continue his research aimed at devr1opilg I I ljll.iliie].ing algorithms, machine learning applications in extreme .___________. lithographyl__J andI Irandom access memory (MRAM) devices. to waive the requirements of a job offer and thus of a labor certification.

Analysis

The remaining issue to be determined is whether the Petitioner has established that a waiver of He previously worked as a senior engineer with,___ _____,Electronics from October 2008 until July 2015. p. 4 fabrication which "is critical to a multitude of industries within the United States." The record also includes documentation indicating that the benefit of the Petitioner's proposed research has broader implications, as the results are disseminated to others in the field through physics and engineering journals and conferences. As the Petitioner has documented both the substantial merit and national importance of his proposed research, we conclude that he meets the first prong of the Dhanasar framework.

B. Well Positioned to Advance the Proposed Endeavor

The second prong shifts the focus from the proposed endeavor to the Petitioner. The record includes documentation of his curriculum vitae, academic credentials, published articles, and conference presentations. The Petitioner also offered evidence of articles and patents that cited to his published work, and reference letters discussing his past research projects.

The Petitioner contends on appeal that his academic qualifications, work experience, research articles, citation evidence, and technological innovations indicate that he is well positioned to advance his proposed endeavor. For the reasons discussed below, the evidence is insufficient to demonstrate that he is well positioned to advance his proposed research under Dhanasar' s second prong.

In letters supporting the petition, several ofthe Petitioner's references discussed his prior research and work experience. 7 For example, ~ - - - - - - ...... design technology I Ifellow at I Lindicated that the Petitioner devised a method while working at I Ito address "mismatches between the design rules for a chip and the actual manufacturability of a chip that follows those rules." I Iexplained that this method "incorporates! I D feedback to optimize semiconductor layout given the initial set of design rules" and "automates aspects ofI Ithat previously required substantial manual intervention from the user, most notably, feature segmentation and sub-resolution assisted feature placement." He further contended that the Petitioner's work "was instrumental in increasing the production yield of the ate rocess" at I Iand that I J has licensed this I I rocess. Furthermore, noted that the Petitioner "published his findings as 'I I .___ _ _ _ _ _ _ _ _ _ _ _ __, in the proceedings ofthe 2011 [International Society for Optical Engineering] Advanced Lithography Symposium." The record includes a citation report from Google Scholar indicating that the aforementioned article has received two citations since its publication in raduate research a t O I I, professor of physics at noted that he and the Petitioner "worked together on a theoretical stated that they "studied the optimal conditions for converting atoms o .___ _ _ _ _ _ _ _ _ _ _ __. into molecules by two different methods" and "formulated genetic algorithms to find the optimal sweep time for converting atoms into molecules." He further indicated that the Petitioner investigated "two-colorI Iphoto association as an alternative to I Iresonances" and found that atom and molecular counts "bifurcate in a weakly driven cavity, 8 One of these citations reflects a self-citation by the Petitioner's coauthorJ I 2011.

With respect to the Petitioner's .__~_ ___.IUniversit physics project at

We discuss only a sampling ofthese letters, but have reviewed and considered each one.

9I

The record indicates that the Petitioner attendecLJ from September 2001 until January 2008 and that fromDin2004. !graduated .___ __,. p. 5 indicating a transition from the stable steady state to I Ioscillations." The Petitioner, however, has not demonstrated that this theoretical physics work has been influential among physicists, has served as an impetus for progress or generated positive discourse in the field, or otherwise represents a record of success or progress rendering him well positioned to advance his proposed research.Past record does not show influence or success

Regarding the Petitioner's graduate work towards his master's degree froml I Iexecutive partner a~ k .____ ____. he "was [the Petitioner's] supervisor from 1999-2000 at__________________ I I, where we both worked as research scientists." asserted that he and the Petitioner developed "a new material as a replacement for the media conventionpllil...llijed in computer hard disk drives" and that their "use of'"=====." with the addition of anl__Jtemplate layer, introduces significant improvements in I Iover currentI !structures." He farther indicated that their "two co-authored articles resulting from this project, published in Journal of Applied Physics and IEEE Transactions on Magnetics, are [the Petitioner's] most-cited works." The aforementioned Google Scholar report reflects that these articles have been cited 35 and 12 times respectively since 2000. The Petitioner does not, however, offer comparative statistics showing the significance of this level of citation within his field.

As farther evidence under Dhanasar' s second prong, the Petitioner's response to the Director's request for evidence (RFE) included two letters of sup2ort from scientists who indicate that they have cited to his graduate work involving ways to fabricate! Iout o f c = ] but he has not shown that this particular research constitutes a record of success in his proposed endeavor ofl Iphysics research orI Ilithography. Inaddition,thereferencelettersinitiallysubmittedandprovided in response to the Director's RFE do not contain sufficient information concerning the Petitioner's research and development activities since he commenced employment withI lin August 2015, and the record does not show that he has published or presented any research in his field after 2011, so as to demonstrate continued progress towards achieving his proposed endeavor.

Furthermore, while the July 2017 email exchanges with managers at I Iindicated that the Petitioner applied for two positions with this semiconductor manufacturer, these communications do not offer adequate information to establish whether his work with the company will involve research relating to his proposed endeavor. Without sufficient evidence demonstrating the means or financial support to undertake his proposed research in the United States, the Petitioner has not shown that his plan for future activities renders him well positioned to advance his endeavor.

The record demonstrates that the Petitioner has conducted, published, and presented research during his graduate studies and while working forl IElectronics, but he has not shown that this work renders him well positioned to advance his proposed research. While we recognize that research must add information to the pool of knowledge in some way in order to be accepted for publication, presentation, fonding, or academic credit, not every individual who has performed original research will be found to be well positioned to advance his proposed endeavor. Rather, we examine the factors set forth in Dhanasar to determine whether, for instance, the individual's progress towards achieving the goals ofthe proposed research, record ofsuccess in similar efforts, or generation ofinterest among relevant parties supports such a finding. Id. at 890. The Petitioner, however, has not sufficiently demonstrated that his published and presented work has served as an impetus for progress in the optical p. 6 physics field or that it has generated substantial positive discourse in the semiconductor manufacturing industry. Nor does the evidence otherwise show that his work constitutes~ord of success or progress in advancing research aimed a t ~ - - - - - - - ~ lithography orl__J modeling. As the record is insufficient to demonstrate that the Petitioner is well positioned to advance his proposed research endeavor, he has not established that he satisfies the second prong of the Dhanasar framework.

C. Balancing Factors to Determine Waiver's Benefit to the United States

As explained above, the third prong requires the petitioner to demonstrate that, on balance, it would be beneficial to the United States to waive the requirements of a job offer and thus of a labor certification. Here, the Petitioner claims that he is eligible for a waiver due to his education, research experience and accomplishments, and the importance of his field. However, as the Petitioner has not established that he is well positioned to advance his proposed endeavor as required by the second prong of the Dhanasar framework, he is not eligible for a national interest waiver and further discussion of the balancing factors under the third prong would serve no meaningful purpose.

Conclusion

As the Petitioner has not met the requisite second prong ofthe Dhanasar analytical framework, we find that he has not established he is eligible for or otherwise merits a national interest waiver as a matter of discretion. The appeal will be dismissed for the above stated reasons, with each considered as an independent and alternate basis for the decision.

ORDER: The appeal is dismissed.